Compliance Analyst
Job ID
70893
Posted
15-Jun-2022
Service line
Advisory Segment
Role type
Full-time
Areas of Interest
Accounting/Finance, Administrative, Consulting, Data & Analytics
Location(s)
Makati City - National Capital Region - Philippines
JOB SUMMARY  

Analyzes and reviews basic accounting transactions, data, financial statements and documents to assess compliance with department policies and procedures, Service Organization Controls, and audit requirements for respective line of business. Communicates results and significant compliance issues to management.

ESSENTIAL DUTIES AND RESPONSIBILITIES  

Performs annual audits/reviews to ensure compliance with internal policy and procedures and Service Organization Controls.

Provides audit/review results and findings to the Compliance Management Team.

Confers with department to analyze current operational procedures and processes. Identifies and shares issues/problems with Compliance management. Publishes department documents including policy and procedures documents and forms, and all other requested documents from the various shared service teams.

Assists with Service Organization Control audits by gathering documents and reviewing for completeness prior to delivery to auditors.

May participate on Local Best Practices Team meetings.

Performs other duties as assigned.

SUPERVISORY RESPONSIBILITIES  

No formal supervisory responsibilities in this position. Provides informal assistance such as technical guidance, and/or training to coworkers. May coordinate and assign tasks to co-workers within a work unit and/or project.
QUALIFICATIONS  

To perform this job successfully, an individual must be able to perform each essential duty satisfactorily. The requirements listed below are representative of the knowledge, skill, and/or ability required.

Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions.

EDUCATION and EXPERIENCE  

Four-year degree in Accounting, Finance or related field plus a minimum of two years professional level accounting experience using automated accounting systems required.

CERTIFICATES and/or LICENSES  

None

COMMUNICATION SKILLS  

Excellent written and verbal communication skills. Strong organizational and analytical skills. Ability to provide efficient, timely, reliable and courteous service to customers. Ability to effectively present information.

FINANCIAL KNOWLEDGE  

Requires knowledge of financial terms and principles. Ability to collect, analyze and summarize accounting data. Ability to calculate intermediate figures such as percentages, discounts, and/or commissions. Conducts basic financial analysis.

REASONING ABILITY  

Ability to comprehend, analyze, and interpret documents. Ability to solve problems involving several options in situations. Requires intermediate analytical and quantitative skills.

OTHER SKILLS and ABILITIES  

Intermediate knowledge of computer software and hardware (i.e. Microsoft Office Suite Products). Advanced organizational skills, attention to detail. Ability to work well under pressure with proactive approach to routine and non-routine occurrences.

SCOPE OF RESPONSIBILITY  

Decisions made with understanding of procedures and company policies to achieve set results and deadlines. May develop, recommend, and implement improvements in department efficiencies, process, procedure, and/or policy. Resolves escalated questions and problems within the department. Responsible for setting own project deadlines. Able to handle multiple projects, deadlines and assignment successfully. Errors in judgment may cause short-term impact to co-workers and supervisor.