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Deputy Head of Compliance

London , United Kingdom

Ref#: 33112

Date published: 18-Oct-2019

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Job Description :
Role Purpose
 
To support the current Compliance Director in overseeing and leading the UK compliance team. This role will eventually replace the current Compliance Director over the next few years.

 
Key Responsibilities
 
Oversee Compliance for the UK business and the team within Compliance
Oversee Best Practice ISO9001, and RICS regulation
Integral part of Conflict of Interest controls and approvals
Anti-Money Laundering controls and approvals, plus SAR reporting
Training of new staff in compliance procedures
Complaint handling
Oversight and control of FCA regulated staff and controls
Integral part and oversight of Business Continuity
 
Person Specification/Requirements
 
Extensive previous experience within a compliance role
Experience in property services 
Ability to problem solve in a commercial environment
Experience in reviewing and approving anti-money laundering checks
Confident in dealing with conflicts of interest in line with RICS regulation
Good presentation skills and reporting writing
Working in a RICS and FCA regulated environment
Able to write procedures in line with regulation and legislation
Confidence in liaising with senior management, and succinctly identify any issues
Time management and prioritisation is essential